Uncover and understand regulatory risk

Growth in Financial Fines

There has been an exponential growth in the number and level of fines since 2009. Current indications show that this trend is set to continue. This is a substantial financial risk to financial institutions.

Complexity of Financial Fines

Regulatory incidents can now involve many jurisdictions. The pace of regulatory change is continuing, we can piece together all the components of a fine/enforcement notice, from principles to specific legislation where relevant.

The Specific Interest of regulators

Who is being fined and for what? What is trending? What are different regulators saying and emphasising in their judgments? Forensic analysis of all regulatory fines globally and relating them to international cases and other regulators where relevant.


Our solutions


The Enforcement Database consists of metadata on all published enforcement notices giving global coverage on all financial institutions, main regulators and fining authorities.


1. Metrics & Indices

We provide enterprise and business unit measures, indices and benchmarks

that can be in report or dashboard form.

2. Measurements

Current Risk: Evaluate and assesses the associated risk with any current

local or global regulatory Incident (or potential incident) for any regulated

firm and its senior management.

Future Risk: We assess and estimate future Regulatory Risk and consequences.

These risk assessments include financial and non financial consequences,

in addition to consequences for senior management.

3. Mitigation

Based on internal and external risk scores, we assess the risk impact of

future regulations and investment/divestment appraisals.

We analise controls by risk impact and regulators enforcement comments.

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Our clients


Our clients across the globe span all areas of the financial and securities remit including:

  • Financial Institutions
  • Regional and Global Regulators
  • Legal & Financial Advisors to Financial Institutions


Our people

The Corlytics team is a unique combination of legal and regulatory
experts, proven securities and risk practitioners, leading data
scientists and seasoned technologists

Powerful Advances

We are a collaborative, ethical and diverse team. We value equally all our financial, legal/regulatory and data science expertise and people. We work well together to produce ground breaking, world class regulatory risk intelligence.


Robust Precision

We work to ensure accuracy, consistency and rigour in selecting the most appropriate methods, technologies and datasets that predicts and calculates regulatory outcomes, so that the right actions can be assessed by our clients.


Agile Thinking

We are an agile team.  We understand and respond to the needs of our clients.

News & events

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Please contact us if you want any further information about Corlytics and their solutions.



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